Copyright Law Part 3 - Common Miscellaneous Questions
by Terry Carroll
Part 3 - Common miscellaneous questions.
3.1) Who owns the copyright to something I wrote at work, me or my
company?
3.2) [reserved.]
3.3) Is copyright infringement a crime, or a civil matter?
3.4) What is the statute of limitation for copyright infringement?
3.5) Can the government be sued for copyright infringement?
3.6) Can the government copyright its works?
3.7) Can I legally make a cassette copy of a musical CD for my own
use, so I can play it in my car?
3.8) Are Usenet postings and email messages copyrighted?
3.9) Are fonts copyrighted?
3.10) What does "All Rights Reserved" mean?
3.11) What's the difference between a copyright and a patent?
3.12) Why is there so little in this FAQ about patents?
3.13 - 3.18) [reserved.]
3.1) Who owns the copyright to something I wrote at work, me or my
company?
That depends on a lot of things. Normally, you are the author of
the work and own the copyright. There are two broad mechanisms by
which your company may own the copyright, though: assignment and
the work-made-for-hire doctrine.
ASSIGNMENT: Even if you are the author, and therefore the
copyright is initially yours, it may now belong to your company if
you assigned the copyright to them. A full assignment of
copyright must be in writing, and signed; it can't be implied. 17
U.S.C. 204. Therefore, if you're the author in a copyright sense,
and did not assign the copyright to your company in writing, you
still own it. Please note, however, that some companies make it a
practice to acquire a blanket assignment of copyright in any works
created on the job at time of hiring.
Note, though, that even in the absence of a written contract, your
actions might have been sufficient to grant the company an implied
license to the work. For example, in the case of Effects
Associates v. Cohen, 908 F.2d 555 (9th Cir., 1990), a film
producer (Cohen) claimed that he owned copyright in special
effects film footage depicting "great gobs of alien yogurt oozing
out of a defunct factory." The footage was produced by Effects
Associates, a special effects company, and there was no written
assignment of copyright. The court ruled that Effects retained
ownership of the copyright, but that Cohen had an implied license
to use it in his horror film, "The Stuff," because Effects had
"created the work at [Cohen's] request and handed it over,
intending that [Cohen] copy and distribute it." Because the
license was non-exclusive, it wasn't a complete transfer of
copyright, and did not need to be in writing. Effects was free to
sell the same footage to other moviemakers.
WORK MADE FOR HIRE: If a work qualifies as a work made for hire,
the company is the author for purposes of copyright, and copyright
initially vests in the company. A work is a work made for hire
under either of two circumstances. First, if it is a work
prepared by an employee within the scope of employment. Second,
if the work was specially commissioned, is one of a short list of
relatively esoteric types (a contribution to a collective work, a
part of a motion picture or other audiovisual work, a translation,
a supplementary work, as a compilation, as an instructional text,
a test, answer material for a test, or an atlas), and the parties
agreed in writing that it was to be considered a work for hire.
17 U.S.C. 101.
To determine if a work is one prepared by an employee within the
scope of employment, there are two important considerations.
First, was the work prepared by an employee, or by an independent
contractor? Several facts, such as whether taxes were withheld,
who supervised the work, artistic control, setting of working
hours, etc., will be examined to determine this factor. A good
case discussing these factors is CCNV v. Reid, 490 U.S. 730
(1989).
The second consideration is whether the work was within the scope
of the employment.
Unless these two considerations are met, the work will not be
considered one made for hire under the employee test, and the
"employee" will retain copyright. Of course, the same
considerations discussed above regarding an implied license might
exist, even in cases where the work-made-for-hire doctrine does
not apply.
3.2) [reserved.]
3.3) Is copyright infringement a crime, or a civil matter?
It's always at least a civil matter (a tort). 17 U.S.C. 501(b)
details the mechanisms by which an owner of a copyright may file a
civil suit, and 28 U.S.C. 1338 expressly refers to civil actions
arising under the copyright act.
However, under certain circumstances, it may also be a federal
crime. A copyright infringement is subject to criminal
prosecution if infringement is willful and for purposes of
commercial advantage or private financial gain. 17 U.S.C. 506(a).
If the offense consists of the reproduction or distribution,
during any 180-day period, of 10 or more copies having a retail
value of more than $2,500, the offense is a felony; otherwise, the
offense is a misdemeanor. 18 U.S.C. 2319.
As a side note, although 18 U.S.C. 2319 purports to prescribe the
penalties for criminal infringement, all crimes covered by Title
18 have their penalties determined by the U.S. Sentencing
Guidelines, another part of Title 18.
3.4) What is the statute of limitation for copyright infringement?
For both civil suits and criminal prosecutions, the statute of
limitations for copyright infringement is three years. 17 U.S.C.
507.
3.5) Can the government be sued for copyright infringement?
Yes. The United States has expressly waived its immunity to suit
for copyright infringement. 28 U.S.C. 1498.
For some time, it was unclear whether the Eleventh Amendment of
the U.S. Constitution operated to make a state immune from suit
for copyright infringement. In BV Engineering v. University of
California at Los Angeles, 858 F.2d 1394 (9th Cir., 1988), UCLA
successfully defended a copyright infringement suit on the ground
that it had such immunity. Although UCLA won that suit, Congress
responded by passing the Copyright Remedy Clarification Act, PL
101-553, in 1990. This law added section 511 to the Copyright
Act, which had the effect of removing the immunity defense. It
became effective June 1, 1991.
Today the law is very clear: the United States government and the
governments of each state may be sued for copyright infringement,
and may not plead immunity as a defense.
3.6) Can the government copyright its works?
This one has to be taken slowly, and we'll look at federal and
state governments separately, because the rules are different.
With one exception, works of the United States government are
public domain. 17 U.S.C. 105. The only exception is for standard
reference data produced by the U.S. Secretary of Commerce under
the Standard Reference Data Act, 15 U.S.C. 290e.
However, there's a big loophole here: while the U.S government
can't get copyright for its own works, it can have an existing
copyright assigned to it. So if the U.S. government produces a
work, it's not copyrighted. But if an independent contractor
working for the government produces a work, it is copyrighted, and
nothing prevents that contractor from assigning the copyright back
to the government. This reconciles the fact that the U.S.
government can't copyright its works with the fact that if you
stay up late on weekends, you'll see Public Service Announcements
against drunk driving that say "Copyright U.S. Department of
Transportation."
Also, there are some entities that might seem to be part of the
U.S. government, but are not. For example, the U.S. Postal
Service is no longer a branch of the U.S. government. In
addition, while under U.S. control, the District of Columbia,
Puerto Rico, and organized territories of the U.S. are not
considered to be part of the U.S. government for purposes of
copyright law.
Whether a state can copyright its works is a different matter.
Unlike the U.S. government, a state government's works are subject
to copyright. It is up to each state to decide whether to retain
the copyright or whether such works are to be automatically made
public domain.
A related question that sometimes comes up is whether a government
may copyright its laws. In the case of the federal government,
because of the factors discussed above, the answer is clearly that
it cannot. With state governments, it's a little less clear.
There is no statute, case, or regulation that indicates that a
state cannot copyright its laws. However, it is the position of
the U.S. Copyright Office that a state's laws may not be
copyrighted. The Compendium of Copyright Office Practices
(Compendium II) section 206.01 states, "Edicts of government, such
as judicial opinions, administrative rulings, legislative
enactments, public ordinances, and similar official legal
documents are not copyrightable for reasons of public policy.
This apples to such works whether they are Federal, State, or
local as well as to those of foreign governments."
Now, the Compendium II does not have force of law. But this does
indicate that any state trying to register a copyright in its laws
would be refused registration by the Copyright Office. As a
result, it would either have to successfully sue the Office to
force registration, or it would bear the burden of establishing
that its work was indeed copyrighted in the event of an
infringement suit (normally, a registration fulfills that burden).
It's a safe bet that any state or city trying to assert a
copyright in its laws would have an uphill battle ahead of it.
3.7) Can I legally make a cassette copy of a musical CD for my own
use, so I can play it in my car?
This issue has been argued back and forth for many years, with
consumers groups arguing that this was a fair use (see sections
2.8 and 2.9), and the recording industry arguing that it was not.
The issue was finally settled by Congress when the Audio Home
Recording Act (AHRA) (P.L. 102-563, 106 Stat. 4237, codified at 17
U.S.C. 1001 - 1010) was passed in October 1992. This Act added
ten sections to Title 17, one of which provided an alternative to
the fair use analysis for musical recordings. The new section
states:
No action may be brought under this title alleging infringement
of copyright based on the manufacture, importation, or
distribution of a digital audio recording device, a digital
audio recording medium, an analog recording device, or an
analog recording medium, or based on the noncommercial use by a
consumer of such a device or medium for making digital musical
recordings or analog musical recordings.
17 U.S.C. 1008.
As the legislative history to this statute noted, "In short, the
reported legislation would clearly establish that consumers cannot
be sued for making analog or digital audio copies for private
noncommercial use." H.R. Rep. 102-780(I).
Does this mean you can make copies for your family and friends, as
long as it's not "commercial?" A strict reading of the words in
the statute would seem to say that you may. This is not as
outrageous as it sounds. Part of the impetus behind the AHRA was
the perception that blank tapes were being used mostly to copy
commercial musical sound recordings. As a result, the AHRA
provided that a royalty payment (referred to as a "DAT tax" by its
detractors) be paid for each sale of digital audio tape to
compensate authors of musical works and sound recordings for the
profits lost due to these copies. See 17 U.S.C. 1003, 1004.
Arguably, the AHRA anticipates and allows exactly this type of
copying, and a literal reading of section 1008 would tend to
support this position. But the AHRA is still sufficiently new
this hasn't been tested in court yet.
Note, also, that this section applies only to musical recordings;
it clearly does not include spoken word recordings. Of course, it
is still possible that such a use of a spoken word recording might
still be considered a section 107 fair use (see sections 2.8 and
2.9), even though section 1008 does not apply to provide a clear
exemption.
3.8) Are Usenet postings and email messages copyrighted?
Almost certainly. They meet the requirement of being original
works of authorship fixed in a tangible medium of expression (see
section 2.3). They haven't been put in the public domain;
generally, only an expiration of copyright or an unambiguous
declaration by an author is sufficient to place a work into public
domain.
However, at least with Usenet postings, there are two doctrines
which probably allow at least some copying: fair use (see sections
2.8 and 2.9) and implied license.
Whether a particular use of a Usenet posting is a fair use is, as
always, a very fact-specific determination. However, it's
probably safe to say that it's a fair use if the use was not
commercial in nature, the posting was not an artistic or dramatic
work (e.g.,, it was the writer's opinion, or a declaration of
facts, and not something like a poem or short story), only as much
of the posting was copied as was necessary (e.g., a short
quotation for purposes of criticism and comment), and there was
little or no impact on any market for the posting.
A similar argument can be made for quoting of private email
messages. Of course, revealing the contents of a private email
message could run afoul of any of a number of non-copyright laws:
defamation, invasion of privacy, and trade secrecy, to name a few.
So even if you won't be violating any copyright laws, you should
consider other factors that may expose you to legal liability
before revealing a private message's contents.
Proponents of the implied license idea point out that Usenet
postings are routinely copied and quoted, and anyone posting to
Usenet is granting an implied license for others to similarly copy
or quote that posting, too. It's not clear whether such implied
license extends beyond Usenet, or indeed, what "Usenet" really
means (does it include, for example, Internet mailing lists? Does
it include netnews on CD-ROM?). If a posting includes an express
limitation on the right to copy or quote, it's not at all certain
whether the express limitation or the implied license will
control. No doubt it depends on the specific facts. For example,
was the limitation clearly visible to the person who did the
copying? Was the limitation placed such that it would be visible
only after the person who did the copying invested time and money
to get the posting, believing it to be without any limitation?
With private email messages, a copier who relies solely on the
implied license argument will probably lose, since it's hard to
argue that by sending the private message to a limited audience,
the sender intended for it to be copied and quoted. For email
messages to a public mailing list, the implied license argument
may still be sound.
These theories are largely speculative, because there has been
little litigation to test them in the courts. As a practical
matter, most postings, with a small number of notable exceptions,
are not registered with the Copyright Office. As such, to prevail
in court, the copyright holder would need to show actual damages
(see section 2.5). Since most of these cases will result in
little or no actual damage, no cases have been be brought; it's
simply too expensive to sue for negligible damages.
3.9) Are fonts copyrighted?
First, let's distinguish between a font and a typeface. A
typeface is the scheme of letterforms (which is really what you're
probably talking about), and the font is the computer file or
program (or for that matter, a chunk of metal) which physically
embodies the typeface.
A font may be the proper subject of copyright, but the generally
accepted rule is that a typeface embodied in the font is not (see
Eltra Corp. v. Ringer, 579 F.2d 294, 208 U.S.P.Q. 1 (4th Cir.,
1978), and the House of Representatives Report on the Copyright
Law Revision, 94-1476, 94th Congress, 2d Session at 55 (1976),
reprinted in 1978 U.S. Cong. and Admin. News 5659, 5668).
The letterforms themselves are not copyrightable under U.S. law as
a typeface. 37 CFR 202.1(e). A font is copyrightable if it adds
some level of protectable expression to the typeface, but that
protection does not extend to the underlying uncopyrightable
typeface itself (see 17 U.S.C. 102(b)).
In essence, a font will be protectable only if it rises to the
level of a computer program. Truetype and other scalable fonts
will therefore be protected as computer programs, a particular
species of literary works. Bitmapped fonts are not copyrightable,
because in the opinion of the Copyright Office, the bitmap does
not add the requisite level of originality to satisfy the
requirement for copyright.
So, to summarize this point, a typeface is not copyrightable.
While a scalable font might be copyrightable as a program, merely
copied the uncopyrightable typeface, and creating your own font,
either scalable or bitmapped, is probably not an infringement,
assuming you did not copy any of the scalable font's code.
Two warnings:
First, even if typefaces can't be copyrighted, they can be
patented under existing design patent laws. 35 U.S.C. 171.
Copying a typeface and distributing such a font, while not a
violation of copyright, might be an infringement of the patent.
Second, Congress has been considering design protection
legislation for many years (most recently, the 102nd Congress'
H.R. 1790) which, if passed, would protect typeface design. If
such a bill is enacted, the above opinion will be obsolete and
incorrect.
3.10) What does "All Rights Reserved" mean?
One of the earliest international copyright treaties to which the
U.S. was a member was the 1911 Buenos Aires Convention on Literary
and Artistic Copyrights (see section 4.1 for more information).
This treaty provided that, once copyright was obtained for a work
in one signatory country, all other signatories accorded
protection as well without requiring any further formalities
(i.e., notice or registration), provided that the work contained a
notice reserving these rights. The typical notice complying with
Buenos Aires was "All Rights Reserved."
As noted in section 4.1, the Buenos Aires Convention is
essentially dead today, and the "All Rights Reserved" notice no
longer serves much useful purpose. It lives on mostly as a
testament to inertia on the part of U.S. publishers.
3.11) What's the difference between a copyright and a patent?
This answer is included in both the Copyright and Patents FAQs.
There are basically five major legal differences between a
copyright and a patent in the United States: subject matter
protected, requirement for protection, when protection begins,
duration, and infringement. There's also a sixth practical one:
cost.
Subject matter: A copyright covers "works of authorship," which
essentially means literary, dramatic, and musical works,
pictorial, graphic, and sculptural works, audio-visual works,
sound recordings, pantomimes and choreography. A patent covers an
invention, which essentially means a new and non-obvious useful
and functional feature of a product or process.
Requirement for protection: In order for a work to be copyrighted,
it must be original and fixed in a tangible medium of expression;
no formalities are required (see section 2.3). In order for an
invention to be patented, it must be novel (i.e., new), non-
obvious, and useful and a patent must be issued by the United
States Patent and Trademark Office.
Start of protection: Copyright protection begins as soon as a work
is created. Patent protection does not begin until the patent is
issued.
Duration: A copyright generally lasts for the life of the author,
plus 50 years (see section 2.4). In the U.S., a patent lasts for
17 years from the date granted (in some nations, particularly
Japan and most European nations, the duration is 20 years, and is
measured from date of application).
Infringement: For a copyright to be infringed, the work itself
must have actually been copied from (either wholly or to create a
derivative work), distributed, performed, or displayed. If a
person other than the copyright owner independently comes up with
the same or a similar work, there is no infringement. In
contrast, a patent confers a statutory monopoly that prevents
anyone other than the patent holder from making, using, or selling
the patented invention. This is true even if that person
independently invents the patented invention.
Cost: A copyright is essentially free. Even if you want to
register the copyright, the cost is only $20, and the paperwork is
much less complicated than the 1040A short form for filing your
income tax, well within the capabilities of the person registering
the copyright. A patent, on the other hand, is much more costly;
there are fees to the Patent and Trademark Office, and the patent
application process is much more complex, usually requiring the
services of a registered patent agent (and perhaps a lawyer) to
draft and prosecute the application, adding to the cost.
Philosophically, you can look at a copyright as protecting the
author's rights that are inherent in the work; in contrast, a
patent is a reward of a statutory monopoly to an inventor in
exchange for providing the details of the invention to the public.
3.12) Why is there so little in this FAQ about patents?
Peter Treloar, the moderator of comp.patents, currently maintains
a FAQ devoted exclusively to patents, and duplicating his effort
here would be needlessly redundant.
The comp.patents FAQ is periodically posted to the Usenet
comp.patents newsgroup. A current copy is available by anonymous
FTP from rtfm.mit.edu, in the /pub/usenet/comp.patents/ directory,
in the file "[ADMIN]_Comp.patents_FAQ." If you do not have access
to anonymous FTP, you may obtain it via the MIT mail server by
sending an electronic mail message to [email protected],
consisting of a single line reading:
send usenet/comp.patents/[ADMIN]_Comp.patents_FAQ
in the body of the message. The subject of the message is
immaterial.
3.13 - 3.18) [reserved.]
Downloaded From P-80 International Information Systems 304-744-2253
THE HACKER CHRONICLES - Copyright 1980-1996 - P-80 Systems 304-744-2253
|